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dc.contributor.authorLokanan, Mark
dc.date.accessioned2017-09-01T17:28:17Z
dc.date.available2017-09-01T17:28:17Z
dc.date.issued2015
dc.identifier.citationLokanan, M.E. (2015). Securities Regulation: Opportunities Exist for IIROC to Regulate Responsively. Administration and Society, doi: 10.1177/0095399715584637en
dc.identifier.issn1552-3039
dc.identifier.otherhttps://doi.org/10.1177/0095399715584637
dc.identifier.otherDOI: 10.1177/0095399715584637en
dc.identifier.urihttp://hdl.handle.net/10613/5104
dc.identifier.urihttp://dx.doi.org/10.25316/IR-89
dc.description.abstractThis article examines the applicability of responsive regulation within an inter-agency framework in the financial sector. To do so, the article uses the self-regulatory organization that is responsible for governing Canada’s investment dealers and brokerage firms—the Investment Industry Regulatory Organization of Canada (IIROC)—as a prototype example to illustrate how responsive regulation may be encouraged within an inter-agency framework. While the theory aspires to general applicability, particular consideration is given to its ability to govern multiple agencies. In particular, the article pays attention to jurisdictional boundaries to ensure that inter-agency relationships have some legitimacy in market regulation.en
dc.language.isoenen
dc.publisherAdministration and Societyen
dc.subjectSecurities industry--Self-regulationen
dc.titleSecurities regulation: Opportunities exist for IIROC to regulate responsivelyen
dc.typeArticleen
dc.identifier.doi10.1177/0095399715584637en


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